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    Pre-litigation requirements for civil disputes

    Posted on: 21 Apr, 2011 |  Contact: Wayne Kelcey
     

     

    There have been significant legislative developments at both state and federal level regarding pre-litigation requirements for civil disputes. 

    Victoria

    On 24 March 2011, the Civil Procedure and Legal Profession Amendment Bill 2011 (Vic) (Bill) was passed through parliament. The Bill repeals the pre-litigation requirements of the Civil Procedure Act 2010 (Vic), which were due to come into effect on 1 July 2011.

     

    The Bill will, however, allow a court to make orders for specified civil proceedings or classes of civil proceeding, including mandatory or voluntary pre-litigation orders. The Bill is yet to receive Royal Assent.

     

    Note: The 'overarching obligations' still apply as follows:

     

    1. Overarching Obligations

    Overall the legislation seeks to ensure that parties conduct themselves appropriately by negotiating settlements where possible, avoiding delays and keeping costs to a minimum. By way of example, parties are under an obligation to disclose documents to the other side that are critical to the resolution of a proceeding at the 'earliest reasonable time' after they become aware of the document and that it is in their control.

     

    There are consequences if you do not act in accordance with the overarching obligations. For example, costs may be ordered against you, or your claim or defence may be struck out.

     

    Parties to litigation are required to comply with a number of new 'overarching obligations' once proceedings have been issued in a Victorian court (ie the Magistrates Court, the County Court and the Supreme Court). Parties are required to certify that they have read and understood the overarching obligations.

     

    2. Certifications

    i Overarching Obligations Certification

    Certification must also be filed with any significant amendment to your pleadings, such as adding a new cause of action or adding new parties.

     

    As stated, parties must certify that they have read and understood the overarching obligations. The 'Overarching Obligations Certification' must be completed and filed with the court with the first substantive document (ie writ, statement of claim or defence). 

       

    ii Proper Basis Certification

    Pleadings filed with the court must be accompanied by a 'Proper Basis Certification', which certifies that each of the allegations, denials or non-admissions in your pleading has a proper basis. Your lawyer can complete and file this for you. 

    Commonwealth  

    Also on 24 March 2011, the Civil Dispute Resolution Bill 2010 (Cth) (Federal Act) was passed through parliament. For our article on the Civil Dispute Resolution Bill 2010 (Cth), please click here.

     

    The Federal Act aims to 'ensure that, as far as possible, people take genuine steps to resolve the dispute before certain civil proceedings are instituted'. If dispute resolution is unsuccessful and proceedings are issued, each party must file a 'genuine steps statement' to the effect that genuine steps have been taken to resolve the dispute. 

     

    Unlike its Victorian counterpart (which, as stated, is now repealed), the Federal Act does not prescribe what genuine steps must be taken but rather allows parties to prescribe what steps are appropriate in the circumstances.

     

    The Federal Act is yet to be proclaimed. 

     

     

    Authored by Wayne Kelcey and Natalie Ayoub, Cornwall Stodart


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